Regulatory Compliance and Risk Management Track


Regulatory Update with NCUA

This session will bring two perspectives on the current regulatory climate and what is coming down the pike: that of the trade association and that of the regulator. It will be a unique opportunity to hear the how and why of what is currently taking place and what is to come.
Dan Berger, Executive Vice President of Government Affairs, NAFCU; Carrie Hunt, General Counsel and VP of Regulatory Affairs, NAFCU; and NCUA

Legislative Update Panel

Hear a valuable update and discussion on the current legislative climate as it pertains to credit unions from NAFCU’s senior government affairs staff.
Brad Thaler, Vice President of Legislative Affairs, NAFCU; Katherine Marisic, Director of Political Affairs, NAFCU; and Dan Berger, Executive Vice President of Government Affairs, NAFCU

Living with the Consumer Financial Protection Bureau (CFPB)

The role of the CFPB for most credit unions has been at best a foggy picture. This session will clear the air. You will learn about currently proposed rules and what regulations the CFPB will have control over, what their power is over non-banks, and what the CFPB might do next.
Steve Van Beek, Esq., NCCO, Director of Regulatory Compliance, NAFCU

Technology Compliance Hot Buttons

There’s no shortage of “hot buttons” in the technology space. For example, regulators want at least six kinds of IT risk assessments. Risk assessments help management identify pitfalls that must be addressed. Is our disaster recovery plan sufficient? Is our members’ non-public information adequately protected? Is our IT audit coverage sufficient? How do we risk assess ACH, electronic banking and remote deposit capture? Learn how to exploit your credit union’s disaster recovery plans for other purposes, such as employee training and business process improvement. Learn the latest regulatory focus on technology, and how other credit unions are addressing IT issues.
Jay Bowman, Director, Accume Partners

Payment Fraud Trends and Prevention Strategies

Fraud is a perennial concern for all financial institutions. Despite the rapid adoption of electronic payments, check fraud attempts and losses continue to outpace fraud attempts and losses for other payment types. However, electronic payments have enabled newer and more headline-grabbing fraud attempts and losses, and fraudsters are becoming more sophisticated in exploiting vulnerabilities introduced by electronic payments. Discover which payment methods appear most vulnerable to fraud and the types of fraud schemes that have been most successful through a review of recent payments fraud data. Get practical fraud prevention methods to better protect your credit union and your members.
Claudia Swendseid, Senior Vice President, Minneapolis Federal Reserve Bank

Protecting Your Members: Combating Online Threats

Basic security technologies protect against the latest online threats, right? Not exactly. Online schemes designed to steal consumer identities continue to grow at an alarming rate in both volume and level of sophistication, recently targeting over 1,000 credit unions. Learn a comprehensive approach to combating phishing, malware and other identity theft schemes by examining real-world trends and examples of the problem. Discover how standard processes, consumer education and vigilant monitoring of the Internet can ensure long-term consumer confidence in e-commerce. In addition, we’ll discuss how criminals use social media sites to target their prey, what the FFIEC guidance dictates, what recovery strategies entail and how member education plays an important role.
Greg Ogorek, Deputy Director, Cyber Intelligence Division, Cyveillance

The Evolution of Identity Theft

Every year we become more vigilant about protecting ourselves and our members against identity theft. However, fraudsters remain a few steps ahead. Find out how today’s criminals are perpetrating fraud using the vast array of personal information on the Internet. Discover how identity fraud victims are affected by these techniques and the current solutions addressing the problem – from prevention and detection to resolution. Finally, learn how some credit unions have built a reliable revenue stream from identity theft solutions while increasing member engagement and loyalty.
Wayne Conte, Executive Vice President, Affinion Group

Senior Management Forum

(Exclusively for credit union senior staff)
Senior managers and executives unite. You can’t afford to miss this exclusive networking and idea-sharing session. Gain valuable insight from your peers on improving the day-to-day operations of your credit union. Discuss your long-term goals, share common challenges and find solutions with other credit union senior managers in this highly-interactive forum.

CERTIFICATES AVAILABLE



  • NAFCU Certificate of BSA Training

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